WrapManager is a Registered Investment Advisor with the Securities Exchange Commission (SEC). As an independent firm, we partner with two trusted financial institutions:
Prospera Financial Services
Prospera Financial Services is an independent broker dealer and member of both FINRA and SIPC. As Investment Advisor Magazine’s Broker Dealer of the Year in 2009, 2010 and 2012, Prospera provides WrapManager with operational, compliance, regulatory and trading support.
First Clearing, LLC
Our client’s assets are held at First Clearing, LLC, an affiliate of Wells Fargo and a member of the New York Stock Exchange, NASDAQ and other major exchanges. As one of the nation’s largest brokerage clearing institutions, First Clearing provides services to help facilitate your accounts. First Clearing is also a member of SIPC.